Average Ratings 0 Ratings
Average Ratings 0 Ratings
Description
RIA in a Box serves as a robust, all-encompassing compliance management solution specifically designed for Registered Investment Advisers (RIAs) to efficiently manage and monitor their regulatory responsibilities under both SEC and state laws. This platform integrates crucial compliance processes into a single, user-friendly interface, featuring a customizable compliance calendar and log that comes pre-filled with best practice recommendations. Additionally, it automates the registration and filing processes, including the preparation of essential documents such as Form ADVs and Codes of Ethics. The platform also provides extensive archiving of communications across various channels like email, social media, and websites, equipped with advanced filtering and review capabilities. Moreover, it supports a guided annual review process that complies with SEC Rule 206(4)-7, incorporates structured risk assessments linked to compliance policies, and offers oversight tools for monitoring employee activities, which include trading, outside business activities, and attestations. Furthermore, it includes a built-in cybersecurity compliance feature grounded in the NIST framework, ensuring that vendor due diligence is comprehensively addressed. This all-in-one solution empowers RIAs to maintain compliance more effectively than ever before.
Description
Compliance training is different from other forms of workplace learning because success isn't measured by completion rates, but by the behaviours, decisions, and outcomes it influences. Yet many organisations continue to depend on generic training or poorly governed AI-generated content, leaving themselves exposed to compliance failures, regulatory scrutiny, and reputational risk.
For over 25 years, Skillcast has helped organisations move beyond tick-box compliance. By combining compliance expertise, AI-enabled technology, and expert human oversight, we help you:
- Manage compliance learning, policies, disclosures, and registers from a single platform.
- Deliver personalised learning experiences that improve engagement and reduce training fatigue.
- Strengthen governance with policy management, disclosures, registers, and audit-ready reporting.
- Track CPD, learning activity, and compliance outcomes with complete visibility.
- Provide employees with instant AI-powered guidance based on trusted organisational content.
- Adapt and customise expert compliance content quickly with AI-assisted authoring.
- Choose from ready-to-deploy, configurable, or fully bespoke solutions.
The result is stronger compliance cultures, smarter compliance decisions, and greater confidence that your training is reducing risk, not simply recording completion.
Trusted by 1,500+ organisations worldwide, Skillcast is the specialist compliance partner helping businesses turn compliance training into a front-line defence.
API Access
Has API
Yes
API Access
Has API
Yes
Integrations
Access PeopleHR
No
Azure-AD-External-Identities
No
Bamboo
No
Cornerstone HR
No
Degreed
No
Harvard ManageMentor
No
HiBob
No
Kallidus Learn
No
Okta
No
OneLogin
No
Integrations
Access PeopleHR
Yes
Azure-AD-External-Identities
Yes
Bamboo
Yes
Cornerstone HR
Yes
Degreed
Yes
Harvard ManageMentor
Yes
HiBob
Yes
Kallidus Learn
Yes
Okta
Yes
OneLogin
Yes
Pricing Details
No price information available.
Free Trial
No
Free Version
No
Pricing Details
Contact us to build your plan
Over 50 users benefit from Skillcast Plans: Standard, Enhanced and Premium, offering a fully managed service with options for customisation and additional functionality for more complex needs.
For users up to 50 employees, we offer CoreCompliance: pre-configured, self-serve, ready to deploy.
Over 50 users benefit from Skillcast Plans: Standard, Enhanced and Premium, offering a fully managed service with options for customisation and additional functionality for more complex needs.
For users up to 50 employees, we offer CoreCompliance: pre-configured, self-serve, ready to deploy.
Free Trial
Yes
Free Version
No
Deployment
Web-Based
Yes
On-Premises
No
iPhone App
No
iPad App
No
Android App
No
Windows
No
Mac
No
Linux
No
Chromebook
No
Deployment
Web-Based
Yes
On-Premises
No
iPhone App
No
iPad App
No
Android App
No
Windows
No
Mac
No
Linux
No
Chromebook
No
Customer Support
Business Hours
Yes
Live Rep (24/7)
No
Online Support
Yes
Customer Support
Business Hours
Yes
Live Rep (24/7)
No
Online Support
Yes
Types of Training
Training Docs
Yes
Webinars
Yes
Live Training (Online)
Yes
In Person
Yes
Types of Training
Training Docs
Yes
Webinars
Yes
Live Training (Online)
No
In Person
No
Vendor Details
Company Name
COMPLY
Country
United States
Website
www.comply.com/products/ria-in-a-box/
Vendor Details
Company Name
Skillcast
Founded
2001
Country
United Kingdom
Website
www.skillcast.com
Product Features
Compliance
Archiving & Retention
No
Artificial Intelligence (AI)
No
Audit Management
No
Compliance Tracking
No
Controls Testing
No
Environmental Compliance
No
FDA Compliance
No
HIPAA Compliance
No
ISO Compliance
No
Incident Management
No
OSHA Compliance
No
Risk Management
No
Sarbanes-Oxley Compliance
No
Surveys & Feedback
No
Version Control
No
Workflow / Process Automation
No
Product Features
Compliance
Archiving & Retention
Yes
Artificial Intelligence (AI)
Yes
Audit Management
Yes
Compliance Tracking
Yes
Controls Testing
No
Environmental Compliance
Yes
FDA Compliance
No
HIPAA Compliance
No
ISO Compliance
No
Incident Management
No
OSHA Compliance
No
Risk Management
Yes
Sarbanes-Oxley Compliance
No
Surveys & Feedback
Yes
Version Control
No
Workflow / Process Automation
No
Compliance Training
Multiple Locations / Departments
Yes
Online / Self-Paced
Yes
Anti-Bribery Training
Yes
Certification Management
Yes
Conflicts of Interest Training
Yes
Content Builder
No
Customer Service Standards
No
Customizable Branding
Yes
Diversity Training
Yes
Fair Disclosure
No
Federal / State Regulation Compliance
Yes
Gamification
Yes
Harassment / Discrimination Training
Yes
Industry-Specific Courses
Yes
Instructor-Led Training
No
Interactive Quizzes
Yes
Progress Tracking
Yes
Reporting / Analytics
Yes
Role-Specific Versions
Yes
Security / Privacy Training
Yes
Text / Email Reminders
Yes
Workplace Safety
Yes
Course Authoring
Content Import / Export
Yes
Course Publishing
Yes
Gamification
Yes
Instructor-Led Courses
No
Interactive Content
Yes
PowerPoint Conversion
No
Self-Paced Courses
Yes
Storyboarding
No
Template Management
No
Test / Quiz Creation
Yes
Video Management
Yes
eLearning Authoring Tools
Content Import / Export
Yes
Course Publishing
Yes
Gamification
Yes
Instructor-Led Courses
No
Interactive Content
Yes
PowerPoint Conversion
Yes
Self-Paced Courses
Yes
Storyboarding
No
Template Management
Yes
Test / Quiz Creation
Yes
Video Management
Yes
GDPR Compliance
Access Control
No
Consent Management
Yes
Data Mapping
No
Incident Management
No
PIA / DPIA
No
Policy Management
Yes
Risk Management
Yes
Sensitive Data Identification
Yes
Learning Management Systems (LMS)
Academic / Education
No
Asynchronous Learning
No
Blended Learning
No
Built-In Course Authoring
No
Corporate / Business
Yes
Customizable
Yes
Gamification
Yes
Learner Portal
Yes
Mobile Learning
Yes
Open Source
No
SCORM Compliance
Yes
Synchronous Learning
No
Video Conferencing
No
eCommerce
No
eLearning Companies
Yes
Training
Academic / Education
No
Asynchronous Learning
Yes
Blended Learning
No
Built-In Course Authoring
Yes
Built-in LMS
Yes
Certification Management
Yes
Corporate / Business
No
Learner Portal
Yes
Mobile Learning
No
Simulation
No
Synchronous Learning
No
Training Companies
No
eCommerce
No