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Description

For firms regulated by the SEC or FINRA, maintaining compliance is essential for operational continuity, yet it often imposes financial strain. ComplianceGuardian™ integrates top-tier compliance software with the most current expert insights, education, and consulting services to ensure your firm meets compliance requirements today and adapts to evolving regulations. The powerful ComplianceGuardian™ software platform is crafted and consistently updated by a team of highly experienced compliance specialists. With backgrounds in both the private sector and regulatory organizations, these professionals effectively connect your organizational objectives with necessary regulatory standards, aiding companies like yours in staying compliant with reduced disruption to operations. Moreover, these experts are readily available to assist you, providing support whenever needed, although you have the option to work independently if preferred. Businesses of all sizes rely on ComplianceGuardian™ to address their fundamental compliance needs efficiently and comprehensively. This partnership not only enhances compliance but also fosters confidence in navigating the complex regulatory landscape.

Description

StarCompliance (Star) has been the trusted leader in compliance technology for more than 25 years, helping organizations around the globe reduce risk, manage conflicts of interest, and meet growing regulatory demands. Millions of users across 114 countries rely on Star to safeguard employees, protect reputations, and ensure accountability. The StarCompliance Enterprise platform delivers complete compliance coverage, overseeing personal account trading, securities, and digital assets, while also managing gifts, hospitality, outside business activities, and political donations. It incorporates incident management, MNPI oversight, and accountability regime support across jurisdictions such as the UK, Ireland, Australia, and Singapore. Configurable workflows, real-time analytics, and customizable dashboards equip compliance teams with actionable intelligence and the ability to proactively identify and address risks. The platform is designed to scale, offering multi-language and multi-currency capabilities, while its secure, cloud-ready architecture integrates with data platforms like Snowflake to deliver a comprehensive view of firm-wide risk. Star pairs its advanced technology with extensive client resources, training programs, and ongoing support to ensure long-term adoption and value. By combining global scale, deep expertise, and future-ready architecture, StarCompliance enables organizations to foster cultures of trust, transparency, and compliance.

API Access

Has API No 

API Access

Has API No 

Screenshots View All

Screenshots View All

Integrations

AC Policy Manager No 
Firco Trust Yes 
LSEG Risk Intelligence No 
Moody's Analytics No 
Nasdaq eVestment No 
S&P Capital IQ Desktop No 
Snowflake No 
ThoughtSpot No 

Integrations

AC Policy Manager Yes 
Firco Trust No 
LSEG Risk Intelligence Yes 
Moody's Analytics Yes 
Nasdaq eVestment Yes 
S&P Capital IQ Desktop Yes 
Snowflake Yes 
ThoughtSpot Yes 

Pricing Details

No price information available.
Free Trial No 
Free Version No 

Pricing Details

StarCompliance has not provided pricing information for this product or service. This is common practice for software sellers and service providers. Contact StarCompliance to obtain current pricing.
Free Trial No 
Free Version No 

Deployment

Web-Based Yes 
On-Premises No 
iPhone App No 
iPad App No 
Android App No 
Windows No 
Mac No 
Linux No 
Chromebook No 

Deployment

Web-Based Yes 
On-Premises No 
iPhone App Yes 
iPad App Yes 
Android App Yes 
Windows Yes 
Mac Yes 
Linux No 
Chromebook No 

Customer Support

Business Hours Yes 
Live Rep (24/7) No 
Online Support Yes 

Customer Support

Business Hours Yes 
Live Rep (24/7) No 
Online Support Yes 

Types of Training

Training Docs Yes 
Webinars No 
Live Training (Online) Yes 
In Person No 

Types of Training

Training Docs Yes 
Webinars Yes 
Live Training (Online) Yes 
In Person Yes 

Vendor Details

Company Name

National Regulatory Services

Founded

1984

Country

United States

Website

nrs-inc.com

Vendor Details

Company Name

StarCompliance

Founded

1999

Country

United States

Website

www.starcompliance.com

Product Features

Compliance

Archiving & Retention Yes 
Artificial Intelligence (AI) No 
Audit Management No 
Compliance Tracking Yes 
Controls Testing No 
Environmental Compliance No 
FDA Compliance No 
HIPAA Compliance No 
ISO Compliance No 
Incident Management No 
OSHA Compliance No 
Risk Management Yes 
Sarbanes-Oxley Compliance No 
Surveys & Feedback No 
Version Control No 
Workflow / Process Automation Yes 

Product Features

Compliance

Archiving & Retention Yes 
Artificial Intelligence (AI) No 
Audit Management Yes 
Compliance Tracking Yes 
Controls Testing Yes 
Environmental Compliance No 
FDA Compliance No 
HIPAA Compliance No 
ISO Compliance Yes 
Incident Management Yes 
OSHA Compliance No 
Risk Management Yes 
Sarbanes-Oxley Compliance Yes 
Surveys & Feedback No 
Version Control Yes 
Workflow / Process Automation Yes 

Alternatives

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