Average Ratings 0 Ratings
Average Ratings 0 Ratings
Description
The first digital whistleblower reporting and case management system built by compliance professionals for compliance professionals. Our confidential hotline system helps your organization mitigate financial and reputational risk by providing a confidential reporting method to identify internal misconduct and fraud. Ethics and compliance hotlines are early warning systems that allow your employees, vendors and other stakeholders to report suspected or witnessed wrongdoing in a simple, safe and secure way. This gives you the opportunity to act before a crisis becomes public and costly. We offer integrated and bespoke intake and case management to help you manage GRC risk related to ethics and compliance. We provide tools to document and track hotline reports.
Description
Our cutting-edge AI-driven software suite stands out as the most effective and precise solution for all compliance requirements related to RIAs and broker-dealers. With our unique ComplianceGPT, the automated marketing review process allows you to upload various document types and obtain compliance suggestions in less than a minute, which can save both you and your marketing team countless hours of communication. Once you've set up employee brokerage accounts, you can benefit from features like automated reporting, pre-clearance, and periodic reviews as needed. We streamline employee onboarding, ensuring that this crucial process is as smooth as possible. Our suite covers everything from political contributions and gifts to outside business activities, as well as updates to your compliance manual and code of ethics. Each employee can easily access their own account through the user-friendly Hadrius interface, making the tasks of reporting and document signing straightforward and efficient. Additionally, our platform is designed to continually evolve, providing you with the latest tools and features to enhance compliance management.
API Access
Has API
Yes
API Access
Has API
No
Integrations
Slack
No
Telegram
No
WeChat
No
WhatsApp
No
Pricing Details
Custom Pricing
Free Trial
No
Free Version
No
Pricing Details
No price information available.
Free Trial
No
Free Version
No
Deployment
Web-Based
Yes
On-Premises
No
iPhone App
No
iPad App
No
Android App
No
Windows
No
Mac
No
Linux
No
Chromebook
No
Deployment
Web-Based
Yes
On-Premises
No
iPhone App
No
iPad App
No
Android App
No
Windows
No
Mac
No
Linux
No
Chromebook
No
Customer Support
Business Hours
Yes
Live Rep (24/7)
Yes
Online Support
Yes
Customer Support
Business Hours
No
Live Rep (24/7)
No
Online Support
Yes
Types of Training
Training Docs
Yes
Webinars
Yes
Live Training (Online)
Yes
In Person
Yes
Types of Training
Training Docs
No
Webinars
No
Live Training (Online)
Yes
In Person
No
Vendor Details
Company Name
Ethics Suite
Founded
2017
Country
United States
Website
www.ethicssuite.com
Vendor Details
Company Name
Hadrius
Country
United States
Website
www.hadrius.com
Product Features
Whistleblowing
Access Controls / Permissions
Yes
Automated Routing
Yes
Compliance Management
Yes
Customizable Branding
Yes
Multi-Language Support
Yes
Real-Time Chat
Yes
Reporting / Analytics
Yes
Workflow / Process Automation
Yes
Product Features
Compliance
Archiving & Retention
No
Artificial Intelligence (AI)
No
Audit Management
No
Compliance Tracking
No
Controls Testing
No
Environmental Compliance
No
FDA Compliance
No
HIPAA Compliance
No
ISO Compliance
No
Incident Management
No
OSHA Compliance
No
Risk Management
No
Sarbanes-Oxley Compliance
No
Surveys & Feedback
No
Version Control
No
Workflow / Process Automation
No