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Description
The Compliance Suite platform is a versatile and innovative technology solution designed to facilitate the preparation and submission of various regulatory forms, including the Securities and Exchange Commission’s Form N-PORT, Form N-CEN, Form N-MFP, and Form PF, along with other filing obligations such as Annex IV of AIFMD and CFTC, and NFA Form CPO-PQR. Additionally, it offers comprehensive tools for risk management, performance monitoring, and managing pipeline and relationships within the asset management sector. This user-friendly and scalable solution delivers the adaptability needed to navigate today’s fast-paced business, risk, and regulatory environments. The architecture of Compliance Suite allows for customization, enabling the system to be utilized for purposes beyond just regulatory filings. Furthermore, it serves as a data repository for internal risk assessment and investor reporting, while also featuring a customizable dashboard and fund performance charting capabilities to enhance user experience. Ultimately, this platform empowers asset managers to streamline compliance processes and improve operational efficiency.
Description
PROtect Software offers a robust range of adaptable software solutions tailored to address the varied requirements of organizations in the realms of regulatory compliance and asset integrity management. Its Regulatory and Compliance Software, crafted by experts in EHS and business leadership, consolidates the oversight of regulatory duties including permits, reporting, audits, incident management, key performance indicators, corrective actions, and training initiatives. By streamlining compliance processes with features like dashboards, compliance calendars, and centralized regulatory data, it empowers organizations to navigate changing regulations effectively while boosting operational productivity and reducing risks. Additionally, PROtect’s Enterprise Risk Management platform provides a unified access point for online resources, featuring an executive management dashboard that highlights essential metrics and outstanding corrective action items, further supporting informed decision-making. This comprehensive approach ensures that organizations can maintain a proactive stance in their compliance efforts.
API Access
Has API
No
API Access
Has API
No
Integrations
AWS GovCloud
Yes
Agent Payments Protocol (AP2)
Yes
Cevinio
Yes
Infor Talent Science
Yes
MishiPay
Yes
MySQL Workbench
Yes
OpenText Core Share
Yes
Oracle Audience Segmentation
Yes
Oracle Digital Assistant
Yes
Oracle Unity Customer Data Platform
Yes
Integrations
AWS GovCloud
No
Agent Payments Protocol (AP2)
No
Cevinio
No
Infor Talent Science
No
MishiPay
No
MySQL Workbench
No
OpenText Core Share
No
Oracle Audience Segmentation
No
Oracle Digital Assistant
No
Oracle Unity Customer Data Platform
No
Pricing Details
No price information available.
Free Trial
No
Free Version
No
Pricing Details
No price information available.
Free Trial
No
Free Version
No
Deployment
Web-Based
Yes
On-Premises
No
iPhone App
No
iPad App
No
Android App
No
Windows
No
Mac
No
Linux
No
Chromebook
No
Deployment
Web-Based
Yes
On-Premises
No
iPhone App
No
iPad App
No
Android App
No
Windows
No
Mac
No
Linux
No
Chromebook
No
Customer Support
Business Hours
Yes
Live Rep (24/7)
No
Online Support
Yes
Customer Support
Business Hours
Yes
Live Rep (24/7)
No
Online Support
Yes
Types of Training
Training Docs
Yes
Webinars
No
Live Training (Online)
No
In Person
No
Types of Training
Training Docs
Yes
Webinars
No
Live Training (Online)
Yes
In Person
No
Vendor Details
Company Name
Deloitte
Founded
1845
Country
United Kingdom
Website
www2.deloitte.com/content/dam/Deloitte/us/Documents/risk/us-risk-financial-technology-compliance-suite.pdf
Vendor Details
Company Name
PROtect LLC
Founded
2020
Country
United States
Website
protect.llc/service/software/
Product Features
Compliance
Archiving & Retention
No
Artificial Intelligence (AI)
No
Audit Management
No
Compliance Tracking
No
Controls Testing
No
Environmental Compliance
No
FDA Compliance
No
HIPAA Compliance
No
ISO Compliance
No
Incident Management
No
OSHA Compliance
No
Risk Management
No
Sarbanes-Oxley Compliance
No
Surveys & Feedback
No
Version Control
No
Workflow / Process Automation
No
Product Features
Risk Management
Alerts/Notifications
No
Auditing
No
Business Process Control
No
Compliance Management
No
Corrective Actions (CAPA)
No
Dashboard
No
Exceptions Management
No
IT Risk Management
No
Internal Controls Management
No
Legal Risk Management
No
Mobile Access
No
Operational Risk Management
No
Predictive Analytics
No
Reputation Risk Management
No
Response Management
No
Risk Assessment
No
