Average Ratings 0 Ratings

Total
ease
features
design
support

No User Reviews. Be the first to provide a review:

Write a Review

Average Ratings 0 Ratings

Total
ease
features
design
support

No User Reviews. Be the first to provide a review:

Write a Review

Description

The Compliance Suite platform is a versatile and innovative technology solution designed to facilitate the preparation and submission of various regulatory forms, including the Securities and Exchange Commission’s Form N-PORT, Form N-CEN, Form N-MFP, and Form PF, along with other filing obligations such as Annex IV of AIFMD and CFTC, and NFA Form CPO-PQR. Additionally, it offers comprehensive tools for risk management, performance monitoring, and managing pipeline and relationships within the asset management sector. This user-friendly and scalable solution delivers the adaptability needed to navigate today’s fast-paced business, risk, and regulatory environments. The architecture of Compliance Suite allows for customization, enabling the system to be utilized for purposes beyond just regulatory filings. Furthermore, it serves as a data repository for internal risk assessment and investor reporting, while also featuring a customizable dashboard and fund performance charting capabilities to enhance user experience. Ultimately, this platform empowers asset managers to streamline compliance processes and improve operational efficiency.

Description

Oracle Governance, Risk and Compliance (GRC) operates through two primary components: Enterprise Governance, Risk and Compliance Manager (EGRCM) and Enterprise Governance, Risk and Compliance Controls (EGRCC). The EGRCM serves as a comprehensive documentation tool that outlines a company’s approach to managing risk and adhering to regulatory standards. It allows users to identify potential risks within the business, establish controls to mitigate those risks, and link them to relevant business processes. On the other hand, EGRCC consists of two key parts, namely Application Access Controls Governor (AACG) and Enterprise Transaction Controls Governor (ETCG), which empower users to design models and controls to detect and rectify segregation of duties issues and transaction-related risks within business applications. Both components function as modules within the GRC framework, with EGRCC operating as a Continuous Controls Monitoring (CCM) module and EGRCM inherently including a Financial Governance module. This integrated approach ensures that organizations can systematically address various compliance and risk management challenges effectively.

API Access

Has API No 

API Access

Has API No 

Screenshots View All

Screenshots View All

Integrations

ABBYY Mobile Capture Yes 
AWS GovCloud Yes 
Agent Payments Protocol (AP2) Yes 
Appway Digital Banking Yes 
Cevinio Yes 
Exponential AI Enso Yes 
Infor Talent Science Yes 
LivePreso Yes 
MishiPay Yes 
MySQL Workbench Yes 
Oracle Audience Segmentation Yes 
Oracle Subscription Management Yes 
PlainID Yes 
REACH Yes 
RedShield Yes 
ServiceNow Integrated Risk Management Yes 
Sorbet Yes 
ThetaRay Yes 
Verbio Yes 

Integrations

ABBYY Mobile Capture No 
AWS GovCloud No 
Agent Payments Protocol (AP2) No 
Appway Digital Banking No 
Cevinio No 
Exponential AI Enso No 
Infor Talent Science No 
LivePreso No 
MishiPay No 
MySQL Workbench No 
Oracle Audience Segmentation No 
Oracle Subscription Management No 
PlainID No 
REACH No 
RedShield No 
ServiceNow Integrated Risk Management No 
Sorbet No 
ThetaRay No 
Verbio No 

Pricing Details

No price information available.
Free Trial No 
Free Version No 

Pricing Details

No price information available.
Free Trial No 
Free Version No 

Deployment

Web-Based Yes 
On-Premises No 
iPhone App No 
iPad App No 
Android App No 
Windows No 
Mac No 
Linux No 
Chromebook No 

Deployment

Web-Based Yes 
On-Premises No 
iPhone App No 
iPad App No 
Android App No 
Windows No 
Mac No 
Linux No 
Chromebook No 

Customer Support

Business Hours Yes 
Live Rep (24/7) No 
Online Support Yes 

Customer Support

Business Hours No 
Live Rep (24/7) No 
Online Support Yes 

Types of Training

Training Docs Yes 
Webinars No 
Live Training (Online) No 
In Person No 

Types of Training

Training Docs Yes 
Webinars No 
Live Training (Online) No 
In Person No 

Vendor Details

Company Name

Deloitte

Founded

1845

Country

United Kingdom

Website

www2.deloitte.com/content/dam/Deloitte/us/Documents/risk/us-risk-financial-technology-compliance-suite.pdf

Vendor Details

Company Name

Oracle

Founded

1977

Country

United States

Website

docs.oracle.com/cd/E37379_01/index.htm

Product Features

Compliance

Archiving & Retention No 
Artificial Intelligence (AI) No 
Audit Management No 
Compliance Tracking No 
Controls Testing No 
Environmental Compliance No 
FDA Compliance No 
HIPAA Compliance No 
ISO Compliance No 
Incident Management No 
OSHA Compliance No 
Risk Management No 
Sarbanes-Oxley Compliance No 
Surveys & Feedback No 
Version Control No 
Workflow / Process Automation No 

Product Features

Compliance

Archiving & Retention No 
Artificial Intelligence (AI) No 
Audit Management No 
Compliance Tracking No 
Controls Testing No 
Environmental Compliance No 
FDA Compliance No 
HIPAA Compliance No 
ISO Compliance No 
Incident Management No 
OSHA Compliance No 
Risk Management No 
Sarbanes-Oxley Compliance No 
Surveys & Feedback No 
Version Control No 
Workflow / Process Automation No 

GRC

Auditing No 
Disaster Recovery No 
Environmental Compliance No 
IT Risk Management No 
Incident Management No 
Internal Controls Management No 
Operational Risk Management No 
Policy Management No 

Risk Management

Alerts/Notifications No 
Auditing No 
Business Process Control No 
Compliance Management No 
Corrective Actions (CAPA) No 
Dashboard No 
Exceptions Management No 
IT Risk Management No 
Internal Controls Management No 
Legal Risk Management No 
Mobile Access No 
Operational Risk Management No 
Predictive Analytics No 
Reputation Risk Management No 
Response Management No 
Risk Assessment No 

Alternatives

Alternatives

AIFMD Annex IV Reporting Reviews

AIFMD Annex IV Reporting

Matterhorn Reporting Services
Cyberator Reviews

Cyberator

Zartech