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Description
The Compliance Suite platform is a versatile and innovative technology solution designed to facilitate the preparation and submission of various regulatory forms, including the Securities and Exchange Commission’s Form N-PORT, Form N-CEN, Form N-MFP, and Form PF, along with other filing obligations such as Annex IV of AIFMD and CFTC, and NFA Form CPO-PQR. Additionally, it offers comprehensive tools for risk management, performance monitoring, and managing pipeline and relationships within the asset management sector. This user-friendly and scalable solution delivers the adaptability needed to navigate today’s fast-paced business, risk, and regulatory environments. The architecture of Compliance Suite allows for customization, enabling the system to be utilized for purposes beyond just regulatory filings. Furthermore, it serves as a data repository for internal risk assessment and investor reporting, while also featuring a customizable dashboard and fund performance charting capabilities to enhance user experience. Ultimately, this platform empowers asset managers to streamline compliance processes and improve operational efficiency.
Description
The Risk Management Center by Novara is an innovative cloud solution that facilitates comprehensive management of risk, safety, and regulatory compliance for brokers, employers, and risk management professionals, enabling them to proactively identify, evaluate, mitigate, and document both operational and regulatory risks. By utilizing this platform, organizations can effectively lower claims and losses while also managing associated costs, thereby enhancing workplace safety and ensuring compliance with various regulations. This platform offers a cohesive set of tools that streamline the entire risk management process, including but not limited to facility inspections, tailored audits and surveys, behavior-based safety initiatives, incident reporting, safety observations, and management of safety data sheets. Ultimately, it aims to foster a culture of safety within organizations, preventing incidents and ensuring adherence to regulations set forth by bodies such as OSHA, DOL, EPA, HIPAA, and ADA, among others. Additionally, the comprehensive nature of the platform equips organizations to navigate the complexities of various regulatory landscapes effectively.
API Access
Has API
No
API Access
Has API
No
Integrations
AWS GovCloud
Yes
Agent Payments Protocol (AP2)
Yes
Cevinio
Yes
LivePreso
Yes
MishiPay
Yes
Novara Flex
No
OpenText Core Share
Yes
Oracle Audience Segmentation
Yes
Oracle Digital Assistant
Yes
Oracle Subscription Management
Yes
Integrations
AWS GovCloud
No
Agent Payments Protocol (AP2)
No
Cevinio
No
LivePreso
No
MishiPay
No
Novara Flex
Yes
OpenText Core Share
No
Oracle Audience Segmentation
No
Oracle Digital Assistant
No
Oracle Subscription Management
No
Pricing Details
No price information available.
Free Trial
No
Free Version
No
Pricing Details
No price information available.
Free Trial
No
Free Version
No
Deployment
Web-Based
Yes
On-Premises
No
iPhone App
No
iPad App
No
Android App
No
Windows
No
Mac
No
Linux
No
Chromebook
No
Deployment
Web-Based
Yes
On-Premises
No
iPhone App
No
iPad App
No
Android App
No
Windows
No
Mac
No
Linux
No
Chromebook
No
Customer Support
Business Hours
Yes
Live Rep (24/7)
No
Online Support
Yes
Customer Support
Business Hours
Yes
Live Rep (24/7)
No
Online Support
Yes
Types of Training
Training Docs
Yes
Webinars
No
Live Training (Online)
No
In Person
No
Types of Training
Training Docs
Yes
Webinars
Yes
Live Training (Online)
Yes
In Person
No
Vendor Details
Company Name
Deloitte
Founded
1845
Country
United Kingdom
Website
www2.deloitte.com/content/dam/Deloitte/us/Documents/risk/us-risk-financial-technology-compliance-suite.pdf
Vendor Details
Company Name
Novara
Country
United States
Website
novara.com/risk-management-center/
Product Features
Compliance
Archiving & Retention
No
Artificial Intelligence (AI)
No
Audit Management
No
Compliance Tracking
No
Controls Testing
No
Environmental Compliance
No
FDA Compliance
No
HIPAA Compliance
No
ISO Compliance
No
Incident Management
No
OSHA Compliance
No
Risk Management
No
Sarbanes-Oxley Compliance
No
Surveys & Feedback
No
Version Control
No
Workflow / Process Automation
No
Product Features
Risk Management
Alerts/Notifications
No
Auditing
No
Business Process Control
No
Compliance Management
No
Corrective Actions (CAPA)
No
Dashboard
No
Exceptions Management
No
IT Risk Management
No
Internal Controls Management
No
Legal Risk Management
No
Mobile Access
No
Operational Risk Management
No
Predictive Analytics
No
Reputation Risk Management
No
Response Management
No
Risk Assessment
No
