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Description
The Compliance Suite platform is a versatile and innovative technology solution designed to facilitate the preparation and submission of various regulatory forms, including the Securities and Exchange Commission’s Form N-PORT, Form N-CEN, Form N-MFP, and Form PF, along with other filing obligations such as Annex IV of AIFMD and CFTC, and NFA Form CPO-PQR. Additionally, it offers comprehensive tools for risk management, performance monitoring, and managing pipeline and relationships within the asset management sector. This user-friendly and scalable solution delivers the adaptability needed to navigate today’s fast-paced business, risk, and regulatory environments. The architecture of Compliance Suite allows for customization, enabling the system to be utilized for purposes beyond just regulatory filings. Furthermore, it serves as a data repository for internal risk assessment and investor reporting, while also featuring a customizable dashboard and fund performance charting capabilities to enhance user experience. Ultimately, this platform empowers asset managers to streamline compliance processes and improve operational efficiency.
Description
Ensure that all regulatory compliance needs and associated risks are meticulously monitored. Continuously log and assess data from emission points while keeping limits in check in real-time. This data management should also include a proactive approach to overseeing all environmental permits. Additionally, it is essential to document, monitor, and analyze consumption metrics for Energy, Renewables, Water, and Fuel. The management of solid waste should involve logging, analyzing, charting, and reporting on key performance indicators (KPIs). Similarly, KPIs related to recycling programs must also be logged, analyzed, and reported. Create customizable templates and forms for conducting online audits and inspections. It is important to assign responsibilities for corrective and preventive action plans and track their progress. Furthermore, ensure proper logging and management of audit findings and regulatory visits. A customizable dashboard for performance indicators along with a reporting engine is crucial for real-time insights. Additionally, all health and safety risks and compliance obligations should be monitored closely. Manage and document all incidents, accidents, unsafe behaviors, and hazardous conditions to enhance workplace safety. This comprehensive approach ensures a robust system for environmental and safety compliance management.
API Access
Has API
No
API Access
Has API
No
Integrations
ABBYY Mobile Capture
Yes
Agent Payments Protocol (AP2)
Yes
Cevinio
Yes
CoinRoutes
No
Duvo.ai
Yes
Exponential AI Enso
Yes
Infor Talent Science
Yes
Microsoft Azure
No
MishiPay
Yes
OpenText Core Share
Yes
Integrations
ABBYY Mobile Capture
No
Agent Payments Protocol (AP2)
No
Cevinio
No
CoinRoutes
Yes
Duvo.ai
No
Exponential AI Enso
No
Infor Talent Science
No
Microsoft Azure
Yes
MishiPay
No
OpenText Core Share
No
Pricing Details
No price information available.
Free Trial
No
Free Version
No
Pricing Details
$65 per user per month
Free Trial
Yes
Free Version
No
Deployment
Web-Based
Yes
On-Premises
No
iPhone App
No
iPad App
No
Android App
No
Windows
No
Mac
No
Linux
No
Chromebook
No
Deployment
Web-Based
Yes
On-Premises
No
iPhone App
Yes
iPad App
Yes
Android App
Yes
Windows
Yes
Mac
No
Linux
No
Chromebook
No
Customer Support
Business Hours
Yes
Live Rep (24/7)
No
Online Support
Yes
Customer Support
Business Hours
Yes
Live Rep (24/7)
Yes
Online Support
Yes
Types of Training
Training Docs
Yes
Webinars
No
Live Training (Online)
No
In Person
No
Types of Training
Training Docs
Yes
Webinars
Yes
Live Training (Online)
Yes
In Person
Yes
Vendor Details
Company Name
Deloitte
Founded
1845
Country
United Kingdom
Website
www2.deloitte.com/content/dam/Deloitte/us/Documents/risk/us-risk-financial-technology-compliance-suite.pdf
Vendor Details
Company Name
STS Software
Founded
2010
Country
United States
Website
www.ehstracker.com/en/
Product Features
Compliance
Archiving & Retention
No
Artificial Intelligence (AI)
No
Audit Management
No
Compliance Tracking
No
Controls Testing
No
Environmental Compliance
No
FDA Compliance
No
HIPAA Compliance
No
ISO Compliance
No
Incident Management
No
OSHA Compliance
No
Risk Management
No
Sarbanes-Oxley Compliance
No
Surveys & Feedback
No
Version Control
No
Workflow / Process Automation
No
Product Features
EHS Management
Audit Management
Yes
Corrective / Preventive Actions
Yes
Environmental Management
Yes
Environmental Risk Assessment
Yes
Forms Management
Yes
Incident Management
Yes
Industrial Safety Management
Yes
Injury Reporting
Yes
Inspection Management
Yes
MSDS
Yes
OSHA Recordkeeping
Yes
Occupational Health Management
Yes
Safety Risk Assessment
Yes
Training Management
Yes
Waste Management
Yes
Environmental
Air Management
Yes
Auditing
Yes
Compliance Management
Yes
Document Management
Yes
Emissions Inventory
Yes
Hazardous Materials Control
Yes
Sustainability Management
Yes
Training Management
Yes
Waste Management
Yes
Water Management
Yes
Safety Management
Audit Management
Yes
Corrective / Preventive Actions
Yes
Incident Management
Yes
Injury Reporting
Yes
Inspection Management
Yes
OSHA Recordkeeping
Yes
Safety Risk Assessment
Yes
Training Management
Yes
