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Average Ratings 0 Ratings

Total
ease
features
design
support

No User Reviews. Be the first to provide a review:

Write a Review

Description

Comma Compliance is an advanced compliance management solution designed for financial firms that need to monitor and archive communications across modern messaging platforms. It supports over 35 channels, including iMessage, WhatsApp, LinkedIn, Gmail, and Bloomberg, ensuring complete visibility into business communications. The platform uses AI-powered filtering to separate personal and business contacts, allowing employees to use their preferred apps without compromising privacy. Real-time policy enforcement detects and flags potential violations instantly, helping organizations stay compliant with SEC and FINRA regulations. Unlike legacy systems built for email, Comma Compliance is purpose-built for today’s communication landscape, capturing conversations where they actually happen. It eliminates the need for workarounds or forcing employees into outdated tools, improving adoption and accuracy. Automated archiving and audit-ready records ensure firms are prepared for regulatory scrutiny at any time. The platform also includes case management and policy processing features to streamline compliance workflows. With fast setup and minimal disruption, organizations can implement it quickly and start reducing risk immediately. Comma Compliance empowers compliance teams to proactively manage communication risks while maintaining operational efficiency.

Description

Pre-sending alerts will ensure that you don't come up empty in keyword searches. The issue was already resolved by the time an email was sent. Employees will be more aware of compliance issues in the moment and take greater responsibility. A proven tool can help you demonstrate your commitment to SEC17(a)-4 compliance. You can forget it with our continually updated lexicon. We detect and stop potentially-violating emails before reaching the recipient. Flexible remediation options are available to allow the email to go ahead. All emails are saved for quick review and archived according to regulatory rules.

API Access

Has API No 

API Access

Has API No 

Screenshots View All

No images available

Screenshots View All

Integrations

LinkedIn Yes 
Bloomberg Yes 
Facebook No 
Gmail Yes 
Google Workspace No 
Instagram No 
Microsoft 365 No 
Microsoft Teams No 
WhatsApp Yes 
Zoom No 
iMessage Yes 

Integrations

LinkedIn Yes 
Bloomberg No 
Facebook Yes 
Gmail No 
Google Workspace Yes 
Instagram Yes 
Microsoft 365 Yes 
Microsoft Teams Yes 
WhatsApp No 
Zoom Yes 
iMessage No 

Pricing Details

$33/month
Free Trial Yes 
Free Version No 

Pricing Details

$89 per month
Presults is $89 per month for the first 3 users and then $10 per month for additional connectors
Free Trial No 
Free Version No 

Deployment

Web-Based Yes 
On-Premises No 
iPhone App No 
iPad App No 
Android App No 
Windows No 
Mac No 
Linux No 
Chromebook No 

Deployment

Web-Based Yes 
On-Premises No 
iPhone App No 
iPad App No 
Android App No 
Windows No 
Mac No 
Linux No 
Chromebook No 

Customer Support

Business Hours Yes 
Live Rep (24/7) No 
Online Support Yes 

Customer Support

Business Hours Yes 
Live Rep (24/7) Yes 
Online Support Yes 

Types of Training

Training Docs Yes 
Webinars Yes 
Live Training (Online) No 
In Person No 

Types of Training

Training Docs Yes 
Webinars Yes 
Live Training (Online) Yes 
In Person No 

Vendor Details

Company Name

Comma Compliance

Founded

2025

Country

United States

Website

www.commacompliance.com

Vendor Details

Company Name

Presults

Founded

2020

Country

United States

Website

presults.com

Product Features

Archiving

Access Control No 
Data Deduplication No 
Document Management No 
Email Archiving No 
Multimedia Archiving No 
Retention Management No 
Storage Management No 
Version Control No 
Web Archiving No 
eDiscovery No 

Email Archiving

Access Control No 
Backup Management No 
Compliance Management No 
Data Deduplication No 
Data Export No 
Encryption No 
Retention Management No 
Storage Management No 
Threat Protection No 
eDiscovery No 

Product Features

Email Archiving

Access Control No 
Backup Management No 
Compliance Management Yes 
Data Deduplication No 
Data Export Yes 
Encryption Yes 
Retention Management Yes 
Storage Management Yes 
Threat Protection No 
eDiscovery No 

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