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Average Ratings 0 Ratings

Total
ease
features
design
support

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Write a Review

Description

Comma Compliance is an advanced compliance management solution designed for financial firms that need to monitor and archive communications across modern messaging platforms. It supports over 35 channels, including iMessage, WhatsApp, LinkedIn, Gmail, and Bloomberg, ensuring complete visibility into business communications. The platform uses AI-powered filtering to separate personal and business contacts, allowing employees to use their preferred apps without compromising privacy. Real-time policy enforcement detects and flags potential violations instantly, helping organizations stay compliant with SEC and FINRA regulations. Unlike legacy systems built for email, Comma Compliance is purpose-built for today’s communication landscape, capturing conversations where they actually happen. It eliminates the need for workarounds or forcing employees into outdated tools, improving adoption and accuracy. Automated archiving and audit-ready records ensure firms are prepared for regulatory scrutiny at any time. The platform also includes case management and policy processing features to streamline compliance workflows. With fast setup and minimal disruption, organizations can implement it quickly and start reducing risk immediately. Comma Compliance empowers compliance teams to proactively manage communication risks while maintaining operational efficiency.

Description

For firms regulated by the SEC or FINRA, maintaining compliance is essential for operational continuity, yet it often imposes financial strain. ComplianceGuardian™ integrates top-tier compliance software with the most current expert insights, education, and consulting services to ensure your firm meets compliance requirements today and adapts to evolving regulations. The powerful ComplianceGuardian™ software platform is crafted and consistently updated by a team of highly experienced compliance specialists. With backgrounds in both the private sector and regulatory organizations, these professionals effectively connect your organizational objectives with necessary regulatory standards, aiding companies like yours in staying compliant with reduced disruption to operations. Moreover, these experts are readily available to assist you, providing support whenever needed, although you have the option to work independently if preferred. Businesses of all sizes rely on ComplianceGuardian™ to address their fundamental compliance needs efficiently and comprehensively. This partnership not only enhances compliance but also fosters confidence in navigating the complex regulatory landscape.

API Access

Has API No 

API Access

Has API No 

Screenshots View All

No images available

Screenshots View All

Integrations

Bloomberg Yes 
Firco Trust No 
Gmail Yes 
LinkedIn Yes 
WhatsApp Yes 
iMessage Yes 

Integrations

Bloomberg No 
Firco Trust Yes 
Gmail No 
LinkedIn No 
WhatsApp No 
iMessage No 

Pricing Details

$33/month
Free Trial Yes 
Free Version No 

Pricing Details

No price information available.
Free Trial No 
Free Version No 

Deployment

Web-Based Yes 
On-Premises No 
iPhone App No 
iPad App No 
Android App No 
Windows No 
Mac No 
Linux No 
Chromebook No 

Deployment

Web-Based Yes 
On-Premises No 
iPhone App No 
iPad App No 
Android App No 
Windows No 
Mac No 
Linux No 
Chromebook No 

Customer Support

Business Hours Yes 
Live Rep (24/7) No 
Online Support Yes 

Customer Support

Business Hours Yes 
Live Rep (24/7) No 
Online Support Yes 

Types of Training

Training Docs Yes 
Webinars Yes 
Live Training (Online) No 
In Person No 

Types of Training

Training Docs Yes 
Webinars No 
Live Training (Online) Yes 
In Person No 

Vendor Details

Company Name

Comma Compliance

Founded

2025

Country

United States

Website

www.commacompliance.com

Vendor Details

Company Name

National Regulatory Services

Founded

1984

Country

United States

Website

nrs-inc.com

Product Features

Archiving

Access Control No 
Data Deduplication No 
Document Management No 
Email Archiving No 
Multimedia Archiving No 
Retention Management No 
Storage Management No 
Version Control No 
Web Archiving No 
eDiscovery No 

Email Archiving

Access Control No 
Backup Management No 
Compliance Management No 
Data Deduplication No 
Data Export No 
Encryption No 
Retention Management No 
Storage Management No 
Threat Protection No 
eDiscovery No 

Product Features

Compliance

Archiving & Retention Yes 
Artificial Intelligence (AI) No 
Audit Management No 
Compliance Tracking Yes 
Controls Testing No 
Environmental Compliance No 
FDA Compliance No 
HIPAA Compliance No 
ISO Compliance No 
Incident Management No 
OSHA Compliance No 
Risk Management Yes 
Sarbanes-Oxley Compliance No 
Surveys & Feedback No 
Version Control No 
Workflow / Process Automation Yes 

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