Average Ratings 0 Ratings
Average Ratings 0 Ratings
Description
Comma Compliance is an advanced compliance management solution designed for financial firms that need to monitor and archive communications across modern messaging platforms. It supports over 35 channels, including iMessage, WhatsApp, LinkedIn, Gmail, and Bloomberg, ensuring complete visibility into business communications. The platform uses AI-powered filtering to separate personal and business contacts, allowing employees to use their preferred apps without compromising privacy. Real-time policy enforcement detects and flags potential violations instantly, helping organizations stay compliant with SEC and FINRA regulations. Unlike legacy systems built for email, Comma Compliance is purpose-built for today’s communication landscape, capturing conversations where they actually happen. It eliminates the need for workarounds or forcing employees into outdated tools, improving adoption and accuracy. Automated archiving and audit-ready records ensure firms are prepared for regulatory scrutiny at any time. The platform also includes case management and policy processing features to streamline compliance workflows. With fast setup and minimal disruption, organizations can implement it quickly and start reducing risk immediately. Comma Compliance empowers compliance teams to proactively manage communication risks while maintaining operational efficiency.
Description
Luthor delivers automated, streamlined compliance for RIAs who need a powerful but easy-to-use platform to manage regulatory responsibilities. Its AI Marketing Review scans every piece of content—emails, social posts, ads, and website updates—to catch violations instantly and provide compliant replacements. Advisors get SEC 17a-4 compliant archiving, omnichannel monitoring, and a centralized dashboard showing firm-wide compliance health at a glance. Employees can submit outside business activities, political contributions, gifts, and certifications electronically, eliminating outdated spreadsheets and manual workflows. Luthor also includes a comprehensive policy library where firms can deploy templated, advisor-ready policies for cybersecurity, ethics, privacy, communication, and more. Built-in analytics provide visibility into risk trends, team activity, and audit readiness. SOC 2 Type II controls, immutable storage, and role-based permissions ensure that regulatory data stays secure and compliant. Luthor helps RIAs reduce costs, reclaim time, and operate with confidence in a continuously evolving regulatory landscape.
API Access
Has API
No
API Access
Has API
No
Screenshots View All
No images available
Screenshots View All
No images available
Integrations
Bloomberg
Yes
Gmail
Yes
LinkedIn
Yes
WhatsApp
Yes
iMessage
Yes
Integrations
Bloomberg
No
Gmail
No
LinkedIn
No
WhatsApp
No
iMessage
No
Pricing Details
$33/month
Free Trial
Yes
Free Version
No
Pricing Details
No price information available.
Free Trial
No
Free Version
No
Deployment
Web-Based
Yes
On-Premises
No
iPhone App
No
iPad App
No
Android App
No
Windows
No
Mac
No
Linux
No
Chromebook
No
Deployment
Web-Based
Yes
On-Premises
No
iPhone App
No
iPad App
No
Android App
No
Windows
No
Mac
No
Linux
No
Chromebook
No
Customer Support
Business Hours
Yes
Live Rep (24/7)
No
Online Support
Yes
Customer Support
Business Hours
No
Live Rep (24/7)
No
Online Support
No
Types of Training
Training Docs
Yes
Webinars
Yes
Live Training (Online)
No
In Person
No
Types of Training
Training Docs
No
Webinars
No
Live Training (Online)
No
In Person
No
Vendor Details
Company Name
Comma Compliance
Founded
2025
Country
United States
Website
www.commacompliance.com
Vendor Details
Company Name
Luthor.ai
Founded
2024
Country
United States
Website
www.luthor.ai/
Product Features
Archiving
Access Control
No
Data Deduplication
No
Document Management
No
Email Archiving
No
Multimedia Archiving
No
Retention Management
No
Storage Management
No
Version Control
No
Web Archiving
No
eDiscovery
No
Email Archiving
Access Control
No
Backup Management
No
Compliance Management
No
Data Deduplication
No
Data Export
No
Encryption
No
Retention Management
No
Storage Management
No
Threat Protection
No
eDiscovery
No
Product Features
Compliance
Archiving & Retention
No
Artificial Intelligence (AI)
No
Audit Management
No
Compliance Tracking
No
Controls Testing
No
Environmental Compliance
No
FDA Compliance
No
HIPAA Compliance
No
ISO Compliance
No
Incident Management
No
OSHA Compliance
No
Risk Management
No
Sarbanes-Oxley Compliance
No
Surveys & Feedback
No
Version Control
No
Workflow / Process Automation
No