Average Ratings 0 Ratings
Average Ratings 0 Ratings
Description
In order to foster more informed and efficient financial markets, we categorize securities into three distinct markets based on the level of information that companies disclose and the volume of that information. Utilizing our SEC-regulated Alternative Trading System, OTC Link® ATS, we link top U.S. broker-dealers to enhance liquidity and execution services for securities traded within our markets. Companies can opt to qualify for either our OTCQX or OTCQB markets, while those that do not meet the criteria are automatically placed in the Pink market. Our Corporate Service products offer tailored solutions to help companies better connect with and inform their investors. By trading on our OTCQX Best Market or OTCQB Venture Market, you can significantly enhance your investor experience. The OTCQX market caters to well-established, investor-oriented companies both in the U.S. and globally, whereas the OTCQB is designed for U.S. and international companies that are in the entrepreneurial or development stages. To start trading on one of our premium markets, discover more about the qualification standards, financial requirements, and the application process that you'll need to undertake. Engaging with our markets not only benefits companies but also helps investors make more informed decisions.
Description
OtterBlotter serves as a comprehensive tool designed for broker-dealers to facilitate the review of post-trade sales supervision. By employing adjustable trade-review criteria, it effectively identifies potential discrepancies in trades that have been executed, thereby offering a structured quantitative analysis to enhance the qualitative assessments conducted by a firm's supervisory team. Compliance personnel can leverage the flagged concerns for further investigation and generate reports alongside necessary documentation to support supervisory processes. This innovative solution is specifically aimed at analyzing trade blotter information after transactions are completed. Its target users consist of broker-dealers and clearing firms, including those operating in the retail sector, and the system's rules are adaptable to meet various firms' specific review requirements. OtterBlotter is available as a live online platform, enabling teams to efficiently perform post-trade assessments. Notably, while the tool aids in the review process, firms remain accountable for their supervisory judgments and the maintenance of relevant records. This ensures that organizations can customize their supervisory practices while utilizing OtterBlotter for enhanced oversight.
API Access
Has API
No
API Access
Has API
No
Screenshots View All
No images available
Integrations
No details available.
Integrations
No details available.
Pricing Details
No price information available.
Free Trial
No
Free Version
No
Pricing Details
No price information available.
Free Trial
Yes
Free Version
No
Deployment
Web-Based
Yes
On-Premises
No
iPhone App
No
iPad App
No
Android App
No
Windows
No
Mac
No
Linux
No
Chromebook
No
Deployment
Web-Based
Yes
On-Premises
No
iPhone App
No
iPad App
No
Android App
No
Windows
No
Mac
No
Linux
No
Chromebook
No
Customer Support
Business Hours
Yes
Live Rep (24/7)
No
Online Support
Yes
Customer Support
Business Hours
Yes
Live Rep (24/7)
No
Online Support
Yes
Types of Training
Training Docs
No
Webinars
No
Live Training (Online)
No
In Person
No
Types of Training
Training Docs
Yes
Webinars
No
Live Training (Online)
Yes
In Person
Yes
Vendor Details
Company Name
OTC Markets Group
Founded
1997
Country
United States
Website
www.otcmarkets.com
Vendor Details
Company Name
GreenFlow Technology, Inc.
Founded
2009
Country
United States
Website
www.greenflowtech.com