Average Ratings 0 Ratings
Average Ratings 0 Ratings
Description
For firms regulated by the SEC or FINRA, maintaining compliance is essential for operational continuity, yet it often imposes financial strain. ComplianceGuardian™ integrates top-tier compliance software with the most current expert insights, education, and consulting services to ensure your firm meets compliance requirements today and adapts to evolving regulations. The powerful ComplianceGuardian™ software platform is crafted and consistently updated by a team of highly experienced compliance specialists. With backgrounds in both the private sector and regulatory organizations, these professionals effectively connect your organizational objectives with necessary regulatory standards, aiding companies like yours in staying compliant with reduced disruption to operations. Moreover, these experts are readily available to assist you, providing support whenever needed, although you have the option to work independently if preferred. Businesses of all sizes rely on ComplianceGuardian™ to address their fundamental compliance needs efficiently and comprehensively. This partnership not only enhances compliance but also fosters confidence in navigating the complex regulatory landscape.
Description
RegAdvisor Pro keeps your organization informed about relevant federal regulatory changes, enhancing your compliance management efforts. Our team of regulatory experts distills complex regulations into concise summaries and offers actionable implementation steps, significantly minimizing the time required to comprehend these updates. With our user-friendly task delegation features, you can easily create, assign, and monitor various implementation tasks, whether it involves updating your policies, upgrading systems, providing training, or developing custom tasks specific to your institution's needs. Trust in Continuity to confidently execute your compliance strategy, as RegAdvisor Pro equips you with comprehensive analysis and essential tools for implementing federal regulatory changes. Each time a federal regulation is modified, our experts conduct a thorough analysis to keep you informed about its effective date, necessary completion timelines, and specific steps required for compliance. This proactive approach allows your organization to remain ahead in managing regulatory demands efficiently.
API Access
Has API
No
API Access
Has API
No
Screenshots View All
No images available
Integrations
Firco Trust
No
Pricing Details
No price information available.
Free Trial
No
Free Version
No
Pricing Details
No price information available.
Free Trial
Yes
Free Version
No
Deployment
Web-Based
Yes
On-Premises
No
iPhone App
No
iPad App
No
Android App
No
Windows
No
Mac
No
Linux
No
Chromebook
No
Deployment
Web-Based
Yes
On-Premises
No
iPhone App
No
iPad App
No
Android App
No
Windows
No
Mac
No
Linux
No
Chromebook
No
Customer Support
Business Hours
Yes
Live Rep (24/7)
No
Online Support
Yes
Customer Support
Business Hours
Yes
Live Rep (24/7)
No
Online Support
Yes
Types of Training
Training Docs
Yes
Webinars
No
Live Training (Online)
Yes
In Person
No
Types of Training
Training Docs
Yes
Webinars
No
Live Training (Online)
Yes
In Person
No
Vendor Details
Company Name
National Regulatory Services
Founded
1984
Country
United States
Website
nrs-inc.com
Vendor Details
Company Name
Continuity
Founded
2008
Country
United States
Website
www.continuity.net
Product Features
Compliance
Archiving & Retention
Yes
Artificial Intelligence (AI)
No
Audit Management
No
Compliance Tracking
Yes
Controls Testing
No
Environmental Compliance
No
FDA Compliance
No
HIPAA Compliance
No
ISO Compliance
No
Incident Management
No
OSHA Compliance
No
Risk Management
Yes
Sarbanes-Oxley Compliance
No
Surveys & Feedback
No
Version Control
No
Workflow / Process Automation
Yes