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Average Ratings 0 Ratings

Total
ease
features
design
support

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Write a Review

Description

The shift to working from home (WFH) has become a fundamental aspect of the new normal due to the COVID pandemic. For organizations, the ability for employees to work remotely has become essential to maintain operations, serve clients effectively, and manage risks. To support this transition, GRACE offers a solution. La Meer’s GRACE platform, which stands for governance, risk, and compliance for the enterprise, is a cloud-based system tailored specifically for the financial sector, including banks, broker-dealers, wealth advisory firms, alternative investments, and asset management companies. This all-encompassing cloud solution empowers organizations and their teams to provide uninterrupted client service while ensuring comprehensive oversight, compliance, and risk management regardless of location. Additionally, the GRACE platform's modular design enables clients to choose and pay only for the specific modules or functionalities that meet their unique needs, making it a flexible choice for businesses of all sizes. Ultimately, GRACE positions organizations to adapt seamlessly to the evolving demands of the financial landscape.

Description

OtterBlotter serves as a comprehensive tool designed for broker-dealers to facilitate the review of post-trade sales supervision. By employing adjustable trade-review criteria, it effectively identifies potential discrepancies in trades that have been executed, thereby offering a structured quantitative analysis to enhance the qualitative assessments conducted by a firm's supervisory team. Compliance personnel can leverage the flagged concerns for further investigation and generate reports alongside necessary documentation to support supervisory processes. This innovative solution is specifically aimed at analyzing trade blotter information after transactions are completed. Its target users consist of broker-dealers and clearing firms, including those operating in the retail sector, and the system's rules are adaptable to meet various firms' specific review requirements. OtterBlotter is available as a live online platform, enabling teams to efficiently perform post-trade assessments. Notably, while the tool aids in the review process, firms remain accountable for their supervisory judgments and the maintenance of relevant records. This ensures that organizations can customize their supervisory practices while utilizing OtterBlotter for enhanced oversight.

API Access

Has API Yes 

API Access

Has API No 

Screenshots View All

Screenshots View All

No images available

Integrations

No details available.

Integrations

No details available.

Pricing Details

No price information available.
Free Trial No 
Free Version No 

Pricing Details

No price information available.
Free Trial Yes 
Free Version No 

Deployment

Web-Based Yes 
On-Premises No 
iPhone App No 
iPad App No 
Android App No 
Windows No 
Mac No 
Linux No 
Chromebook No 

Deployment

Web-Based Yes 
On-Premises No 
iPhone App No 
iPad App No 
Android App No 
Windows No 
Mac No 
Linux No 
Chromebook No 

Customer Support

Business Hours Yes 
Live Rep (24/7) No 
Online Support Yes 

Customer Support

Business Hours Yes 
Live Rep (24/7) No 
Online Support Yes 

Types of Training

Training Docs Yes 
Webinars No 
Live Training (Online) Yes 
In Person No 

Types of Training

Training Docs Yes 
Webinars No 
Live Training (Online) Yes 
In Person Yes 

Vendor Details

Company Name

La Meer

Founded

2010

Country

United States

Website

lameerinc.com

Vendor Details

Company Name

GreenFlow Technology, Inc.

Founded

2009

Country

United States

Website

www.greenflowtech.com

Product Features

Financial Risk Management

Compliance Management No 
Credit Risk Management No 
For Hedge Funds No 
Liquidity Analysis No 
Loan Portfolio Management No 
Market Risk Management No 
Operational Risk Management No 
Portfolio Management No 
Portfolio Modeling No 
Risk Analytics Benchmarks No 
Stress Tests No 
Value At Risk Calculation No 

GRC

Auditing No 
Disaster Recovery No 
Environmental Compliance No 
IT Risk Management No 
Incident Management No 
Internal Controls Management No 
Operational Risk Management No 
Policy Management No 

Product Features

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