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Description

Reimagine your approach to fulfilling compliance and regulatory reporting requirements. Our dedicated team consists of regulatory specialists, technology innovators, and data professionals who are committed to enhancing data integrity while developing innovative solutions to navigate the intricacies of regulation. Our award-winning offerings serve a diverse clientele within the financial services sector, ranging from small asset management firms to leading banks, ensuring they can satisfy regulatory expectations effectively. Experience precise, comprehensive, and prompt regulatory reporting, all within a unified digital platform that allows for seamless searching, sharing, and management of regulatory information. Benefit from automated monitoring and reporting for shareholding disclosures, along with a comprehensive strategy for tackling market abuse and misconduct. Minimize regulatory risks through efficient automated research management, and take advantage of our accredited training programs that cover a broad array of regulatory reporting frameworks. As experts in regulation and data, we are driven by a mission to transform how organizations engage with compliance and regulatory matters, ultimately creating a more streamlined process for all involved. Our vision is not just to assist clients but to redefine the standard for industry practices.

Description

We combine our extensive expertise in Financial Services with a strong commitment to creating solutions that conserve time and resources while facilitating regulatory adjustments. Our portfolio includes a variety of award-winning RegTech solutions, all built on a profound comprehension of the market dynamics and our regulatory insights. Whether it's Training & Competence (TC), Quality Assurance (QA), the Senior Managers & Certification Regime (SMCR), or Complaints Management, we are here to enhance your Governance, Risk, and Compliance strategies. As the landscape of advice and process management increasingly shifts towards digital methodologies, it is crucial for regulated firms to adapt swiftly to the fast-changing market demands. Additionally, it is well recognized that key positions in regulated organizations must adhere to the FCA’s Training and Competence (T&C) regulations, a practice that has been a cornerstone of the financial services sector for many years and a regulatory obligation since the 1990s. In this evolving environment, staying ahead of compliance requirements is more critical than ever.

API Access

Has API No 

API Access

Has API No 

Screenshots View All

Screenshots View All

Integrations

No details available.

Integrations

No details available.

Pricing Details

No price information available.
Free Trial No 
Free Version No 

Pricing Details

No price information available.
Free Trial No 
Free Version No 

Deployment

Web-Based Yes 
On-Premises No 
iPhone App No 
iPad App No 
Android App No 
Windows No 
Mac No 
Linux No 
Chromebook No 

Deployment

Web-Based Yes 
On-Premises No 
iPhone App No 
iPad App No 
Android App No 
Windows No 
Mac No 
Linux No 
Chromebook No 

Customer Support

Business Hours Yes 
Live Rep (24/7) No 
Online Support Yes 

Customer Support

Business Hours Yes 
Live Rep (24/7) No 
Online Support Yes 

Types of Training

Training Docs Yes 
Webinars Yes 
Live Training (Online) Yes 
In Person No 

Types of Training

Training Docs Yes 
Webinars Yes 
Live Training (Online) No 
In Person No 

Vendor Details

Company Name

Kaizen

Founded

2013

Country

United Kingdom

Website

www.kaizenreporting.com

Vendor Details

Company Name

Worksmart

Founded

1997

Country

United Kingdom

Website

www.worksmart.co.uk

Product Features

Product Features

Complaint Management

Case Management No 
Complaint Classification No 
Corrective Actions (CAPA) No 
Customer Complaint Tracking No 
Feedback Management No 
Forms Management No 
Issue Tracking No 
Quality Assurance Management No 
Routing No 
Self Service Portal No 
Social Media Monitoring No 
Survey Management No 

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