Average Ratings 0 Ratings
Average Ratings 0 Ratings
Description
Ethena is an enterprise compliance management platform that leverages AI-powered agents to streamline compliance, ethics, and risk management activities across organizations. The platform includes specialized agents for training development, disclosure management, policy governance, and third-party risk assessment, helping compliance teams automate routine processes while maintaining full oversight. Instead of relying on generic compliance programs, Ethena uses real organizational risk data, disclosures, and policies to create targeted and relevant compliance training. The platform enables compliance professionals to review, approve, and refine AI-generated recommendations before implementation, ensuring accountability and governance remain intact. Additional capabilities include ethics hotlines, case management systems, phishing simulations, policy distribution, and compliance reporting tools. Organizations can track incidents, manage investigations, and maintain comprehensive audit trails through a centralized platform. Multilingual support and automated translations help global businesses deliver consistent compliance programs across regions and workforces. Ethena also offers a large library of compliance training content that can be customized to reflect company-specific policies and requirements. By combining intelligent automation, employee education, risk management, and compliance oversight, Ethena helps organizations build stronger and more scalable compliance programs.
Description
SurgeONE serves as a comprehensive cloud solution designed for compliance, cybersecurity, data integration, and AI governance specifically tailored for registered investment advisers, broker-dealers, and various regulated financial institutions. Its suite of compliance tools is engineered to assist organizations in preparing for audits, establishing written supervisory procedures, managing employee attestations, overseeing personal trading activities, reviewing marketing and electronic communications, maintaining regulatory calendars, and tracking issues. In terms of cybersecurity, SurgeONE offers features such as vendor due diligence, endpoint monitoring, risk dashboards, and the documentation of inspection evidence. The platform's data integration capabilities leverage over 110 adapters, enabling the aggregation of information from multiple financial systems into a centralized compliance data lake for enhanced reporting and analysis. Additionally, the AI governance tools empower firms to catalog and oversee their AI applications, implement policy checks, escalate issues for review, and preserve traceable records. This modular platform seamlessly blends software workflows with expert oversight from compliance and cybersecurity professionals, ensuring a robust framework for managing regulatory requirements. Ultimately, SurgeONE not only enhances operational efficiency but also strengthens the overall compliance posture of financial firms.
API Access
Has API
No
API Access
Has API
No
Screenshots View All
No images available
Integrations
ADP HR Pro
Yes
Absorb LMS
Yes
ChartHop
Yes
Cornerstone LMS
Yes
Dayforce
Yes
Degreed
Yes
Docebo
Yes
Gusto
Yes
Humaans
Yes
Intellum Platform
Yes
Integrations
ADP HR Pro
No
Absorb LMS
No
ChartHop
No
Cornerstone LMS
No
Dayforce
No
Degreed
No
Docebo
No
Gusto
No
Humaans
No
Intellum Platform
No
Pricing Details
$20 per user per year
Free Trial
No
Free Version
No
Pricing Details
Pricing is scoped to the selected pillars and modules and the firm's deployment.
Free Trial
No
Free Version
No
Deployment
Web-Based
Yes
On-Premises
No
iPhone App
No
iPad App
No
Android App
No
Windows
No
Mac
No
Linux
No
Chromebook
No
Deployment
Web-Based
Yes
On-Premises
No
iPhone App
No
iPad App
No
Android App
No
Windows
No
Mac
No
Linux
No
Chromebook
No
Customer Support
Business Hours
No
Live Rep (24/7)
No
Online Support
Yes
Customer Support
Business Hours
Yes
Live Rep (24/7)
No
Online Support
Yes
Types of Training
Training Docs
Yes
Webinars
Yes
Live Training (Online)
No
In Person
Yes
Types of Training
Training Docs
Yes
Webinars
Yes
Live Training (Online)
No
In Person
Yes
Vendor Details
Company Name
Ethena
Founded
2019
Country
United States
Website
www.goethena.com
Vendor Details
Company Name
SurgeONE
Founded
2024
Country
United States
Website
www.surgeone.ai/
Product Features
Compliance Training
Multiple Locations / Departments
No
Online / Self-Paced
No
Anti-Bribery Training
No
Certification Management
No
Conflicts of Interest Training
No
Content Builder
No
Customer Service Standards
No
Customizable Branding
No
Diversity Training
No
Fair Disclosure
No
Federal / State Regulation Compliance
No
Gamification
No
Harassment / Discrimination Training
No
Industry-Specific Courses
No
Instructor-Led Training
No
Interactive Quizzes
No
Progress Tracking
No
Reporting / Analytics
No
Role-Specific Versions
No
Security / Privacy Training
No
Text / Email Reminders
No
Workplace Safety
No
Diversity Training
Completion Certificates
No
Customizable Branding
No
Customizable Training Courses
No
Interactive Quizzes
No
Online / Self-Paced
No
Progress Tracking
No
Real-Life Scenarios
No
Text / Email Reminders
No
Security Awareness Training
Analytics / Reporting
No
Certification Training
No
Custom Test Building
No
Gamification
No
Industry Benchmarking
No
Non-Email Based Testing
No
Online Courses
No
Phishing Simulation
No
Pre-Assessments
No
Prebuilt Training Library
No
Sexual Harassment Training
Completion Certificates
No
Customizable Branding
No
Federal / State Regulation Compliance
No
Industry-Specific Courses
No
Interactive Quizzes
No
Multiple Locations / Departments
No
Online / Self-Paced
No
Progress Tracking
No
Real-Life Scenarios
No
Role-Specific Versions
No
Text / Email Reminders
No
Training
Academic / Education
No
Asynchronous Learning
No
Blended Learning
No
Built-In Course Authoring
No
Built-in LMS
No
Certification Management
No
Corporate / Business
No
Learner Portal
No
Mobile Learning
No
Simulation
No
Synchronous Learning
No
Training Companies
No
eCommerce
No