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Average Ratings 0 Ratings

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ease
features
design
support

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Description

AI Sigil is a comprehensive platform designed for governance, risk, and compliance in the realm of artificial intelligence. It features an up-to-date library containing 28 regulatory frameworks, which includes the EU AI Act and an array of national and state laws. Users are required to register each AI system along with its various components, such as use cases, models, data, interfaces, and actions. The platform then intelligently determines applicable regulations, categorizes the system according to its role and associated risk level, and outlines the requisite obligations, updating them whenever there are changes to the system. These obligations are transformed into actionable requirements and controls, distributed across the organization and the system level, each assigned to a responsible party with defined status, evidence, and review frequency, all while maintaining a comprehensive risk register that includes mitigations. Regular assessments and questionnaires are conducted on a set schedule, preserving a complete history of responses that can be shared with vendors or external evaluators without requiring them to have an account. The output is a regulator-ready report that is created solely from the recorded data and secured with a unique fingerprint, all supported by a thorough activity log. Additionally, the platform supports multi-entity, role-based access, features a REST API and MCP server, and offers support in six different languages, making it a versatile tool for organizations navigating the complexities of AI regulation.

Description

SurgeONE serves as a comprehensive cloud solution designed for compliance, cybersecurity, data integration, and AI governance specifically tailored for registered investment advisers, broker-dealers, and various regulated financial institutions. Its suite of compliance tools is engineered to assist organizations in preparing for audits, establishing written supervisory procedures, managing employee attestations, overseeing personal trading activities, reviewing marketing and electronic communications, maintaining regulatory calendars, and tracking issues. In terms of cybersecurity, SurgeONE offers features such as vendor due diligence, endpoint monitoring, risk dashboards, and the documentation of inspection evidence. The platform's data integration capabilities leverage over 110 adapters, enabling the aggregation of information from multiple financial systems into a centralized compliance data lake for enhanced reporting and analysis. Additionally, the AI governance tools empower firms to catalog and oversee their AI applications, implement policy checks, escalate issues for review, and preserve traceable records. This modular platform seamlessly blends software workflows with expert oversight from compliance and cybersecurity professionals, ensuring a robust framework for managing regulatory requirements. Ultimately, SurgeONE not only enhances operational efficiency but also strengthens the overall compliance posture of financial firms.

API Access

Has API No 

API Access

Has API No 

Screenshots View All

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Screenshots View All

No images available

Integrations

No details available.

Integrations

No details available.

Pricing Details

$999/month
Free Trial Yes 
Free Version No 

Pricing Details

Pricing is scoped to the selected pillars and modules and the firm's deployment.
Free Trial No 
Free Version No 

Deployment

Web-Based Yes 
On-Premises No 
iPhone App No 
iPad App No 
Android App No 
Windows No 
Mac No 
Linux No 
Chromebook No 

Deployment

Web-Based Yes 
On-Premises No 
iPhone App No 
iPad App No 
Android App No 
Windows No 
Mac No 
Linux No 
Chromebook No 

Customer Support

Business Hours No 
Live Rep (24/7) No 
Online Support Yes 

Customer Support

Business Hours Yes 
Live Rep (24/7) No 
Online Support Yes 

Types of Training

Training Docs No 
Webinars No 
Live Training (Online) No 
In Person Yes 

Types of Training

Training Docs Yes 
Webinars Yes 
Live Training (Online) No 
In Person Yes 

Vendor Details

Company Name

AI Sigil

Founded

2024

Country

United Kingdom

Website

aisigil.com

Vendor Details

Company Name

SurgeONE

Founded

2024

Country

United States

Website

www.surgeone.ai/

Product Features

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Alternatives

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